The 3 Main Types of Leavening Agents and How They Work

Close-up showing air pockets in risen bread dough
Leavening agents produce gas, which form air pockets like in this yeast dough. Dorling Kindersley / Getty Images

In baking, leavening is the air (or gas, really) that causes breads, cakes and other baked goodies to rise when they go in the oven.

That gas is produced in different ways, depending on what type of leavening agent you use. This in turn varies according to what you're baking.

But the simplest way to think of it is that the leavening agent produces the gas, and the gas causes the dough or batter to rise.

There are three main types of leavening agents: biological, chemical and steam. We'll look at each one in more detail. But first let's understand broadly what's happening when we bake a dough or batter.

(I'll alternate between "dough" and "batter" throughout this piece, so I don't have to say "dough or batter" every time.)

How Leavening Agents Cause Doughs to Rise

Dough is made of wheat flour, which contains a pair of proteins called gliadin and glutenin. When you add water and start to mix it, the gliadin and glutenin combine to form a new protein called gluten.

Gluten molecules arrange themselves into chains that can be quite long and elastic. This elasticity is why you can take a piece of bread dough and stretch it between your fingers. The more you knead it, the stretchier it gets.

Next, the gas produced by the leavening agent forms thousands of little bubbles in the dough, which causes it to inflate.

Imagine thousands of little balloons being blown up with air.

Dough is stretchy, just like balloons. If it weren't, rather than blowing up a balloon, it would be like blowing into a glass of water with a straw. The bubbles would immediately burst and the gas would escape. 

But because of the dough's elasticity, the bubbles expand without bursting, so the gas remains trapped in the bubbles long enough for the third part of the reaction to take place.

And the third part is, the heat of the oven cooks the dough, causing it to set while those little bubbles are in their inflated state. So once the gas finally escapes, those air pockets hold their shape instead of deflating. The size of those air pockets determines the texture of your baked good. Small air pockets produce a smooth texture, like with a cake. Larger ones produce a coarser texture, like with a crusty bread.

Let's look at the three types of leavening agents.

Yeast: A Biological Leavening Agent

Yeast are single-celled organisms (a type of fungus, actually) that undergo an existence far removed from anything you or I would recognize as "life." And yet they perform a vital function. Yeast are responsible for the process of fermentation, without which there would be no such things as beer, wine or bread. Thus, if not for yeast, our existence could scarcely be called "life" either. 

(Indeed, in one sense, yeast have it over us. Under certain conditions, some types of yeast have achieved biological immortality.)

How fermentation works is, yeast eat sugar, and they produce carbon dioxide (CO2) gas and alcohol. The alcohol is a boon for winemakers and brewers, and the CO2 comes in handy for bakers.

(The CO2 also produces the bubbles in beer.)

There are a few types of baker's yeasts:

Active dry yeast is what most recipes call for. It's a dry, granular yeast sold in packets or jars. Before working with it, active dry yeast must be activated, or "proofed," by dissolving it in warm water. The ideal temperature is 105F. Cooler than that and the yeast won't fully activate. Too much hotter and you'll kill the little fellows.

Instant dry yeast is also a granular yeast sold in packets or jars. Unlike active dry yeast, however, instant dry can be mixed directly in with your flour. No proofing required. Moreover, you only need to use one-third to one-half as much instant dry yeast as compared with active dry.

Fresh yeast is found mainly in commercial bake shops. It comes in one-pound bricks, and can be added directly to the dough or dissolved with water first.

But dissolving it is only to help disperse it more fully. It doesn't need to proof.

You can convert fresh yeast to active dry or instant dry by multiplying by 0.5 and 0.35, respectively. But as a general rule, it's best to use whatever type of yeast a given recipe calls for. There are too many variables that can come into play when you start converting.

In most cases, yeast doughs rise once, then get punched down, and then rise again. Finally, they go into the oven, where the heat rouses the yeast to one last great expulsion of CO2, before they reach 140F and die. 

I should point out that, unlike the next two leavening agents, yeast contributes flavor as well. Indeed, adding more yeast to a recipe won't cause the bread to rise more, but it will produce a more intense yeast flavor.

Baking Soda and Baking Powder: Chemical Leavening Agents

Baking soda (sometimes called sodium bicarbonate or bicarbonate of soda) is a white powder that comes in a box, and it has a pH level of 8–9, which means it is a base. When combined with an acidic ingredient, it will produce a chemical reaction that causes the release of CO2.

Unlike the reaction of yeast, which occurs slowly over a long period of time, baking soda acts quickly, which is why the breads and muffins it produces are called quick breads.

Some examples of acidic ingredients that will activate baking soda are buttermilk, lemon juice, yogurt, sour cream, molasses or honey. In its dry state, baking soda is inert, but once activated, it reacts immediately.

Baking powder is a product consisting of baking soda plus some other acidic component, also in powder form. As long as it stays dry, it's inactive. But once moistened, the chemical reaction begins. It's less immediate than a straight baking soda reaction, however. Unlike baking soda, baking powder is double-acting, which means it begins working when mixed, then gives off another burst of gas when heated. That's why some quick bread batters, like pancakes, can be held for a while without them losing their potency.

One thing that can't be said enough enough, however, is that you cannot substitute baking soda for baking powder, or vice-versa. It won't work. You can read more about the difference between baking soda and baking powder

Steam: A ... Vaporous Leavening Agent?

Unlike the leavening agents above, all of which produce CO2 gas, steam is simply water vapor, produced when the water in your dough reaches 212F and vaporizes.

Boring old steam may seem anticlimactic when compared with the exotic and mysterious processes described above. But steam is a powerful force. When water becomes steam, its volume increases by some 1,500 times. The force with which this expansion takes place is increased by higher temperatures. Puff pastry and choux pastry are two examples of pastry that use only steam as their leavening agent, yet when prepared properly are superbly airy and flaky.

The key is to ensure that the dough captures the steam. With puff pastry, this is done by incorporating butter into the dough and then rolling it into bookfolds. This technique produces hundreds of layers, which puff out into separate flaky layers as a result of the steam produced by the liquid in the dough and the water in the butter. 

Choux pastry, which is used for making cream puffs, eclairs and beignets, uses a different technique. By cooking the dough once on the stovetop, the glutens are partially denatured, which reduces the dough's elasticity. Meanwhile, the starch in the flour is gelatinized, which helps give it structure. Thus when it's baked, the steam inflates the pastry, but rather than snapping back, it holds its shape and the air pockets in the center of the pastry remain intact.